Ref NoBRS180829001(PC)
Job TitleInternal Control Manager, Private Banking
Other Key Relationship
  • Our client, a well-established bank in Hong Kong, is seeking high calibres to fill the above position in the Private Banking Department :
Job Description
  • To monitor the regulatory compliance related issues with respect to Private Banking business and investment products
  • To develop and implement operational procedures, internal control measures and monitoring plan to ensure the business activities are in compliance with regulatory requirements
  • To review transaction activities of high risk customers and conduct profile review for customers
  • To perform daily monitoring on business activities and ensure operational issues are identified and addressed in a timely manner
  • To provide advice and training to the business units and parties concerned on compliance related matters
  • To participate in UAT on Private Banking system enhancement
Requirements
  • University graduate in Finance, Business, Law or related discipline
  • Minimum 6 years experience in compliance or operational control in private banking and/or wealth management area
  • Sound knowledge of HKMA/ SFC regulations
  • Strong communication and interpersonal skills
  • Self-motivated, detail oriented and ability to work under pressure
  • Proficiency in both spoken and written English and Chinese (including Putunghua)
  • Interested parties please forward your CV in Word Format with current and expected salary to [email protected] and cc to [email protected]
Interested parties please apply in confidence by fax to (852)2155-9839 or email to [email protected] quoting the reference number: BRS180829001(PC)


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